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Trade compliance
Results: 881

#	Item
231	Information Notice[removed] Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-12 11:37:28 Trade Reporting And Compliance Engine Podcast Economy of the United States United States securities law Technology Financial Industry Regulatory Authority
232	Microsoft Word - DCVelocityJuly09.doc Add to Reading List Source URL: www.snhu.edu Language: English - Date: 2009-07-15 11:31:38 Open Travel Alliance SAP AG Truck driver Trade compliance Management Business software Management Dynamics Business Supply chain management Technology
233	Harvard Export Control Compliance Policy Statement Add to Reading List Source URL: hwpi.harvard.edu Language: English - Date: 2014-04-25 14:21:34 United States Department of Commerce Business International relations International Traffic in Arms Regulations Weapons Export Directorate of Defense Trade Controls Bureau of Industry and Security Office of Foreign Assets Control International trade Identifiers Military technology
234	HR Managers Must Certify Export Compliance As of February 2011, the U.S. Citizenship and Immigration Services (USCIS) now requires companies that employ foreign workers to certify that the company has read and complied w Add to Reading List Source URL: www.bakerdonelson.com Language: English - Date: 2011-10-14 18:06:44 International trade Business International Traffic in Arms Regulations Weapons Technology Export Regulatory compliance Bureau of Industry and Security United States Department of Commerce Identifiers Military technology
235	Information Notice[removed] Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-09 12:53:10 Trade Reporting And Compliance Engine Podcast Economy of the United States United States securities law Technology Financial Industry Regulatory Authority
236	Disciplinary and Other FINRA Actions Reported for September 2008 Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-09 12:52:11 Finance Financial Industry Regulatory Authority World Group Securities Trade Reporting And Compliance Engine Securities research U.S. Securities and Exchange Commission Securities regulation in the United States Registered representative ACT United States securities law Financial economics Business
237	Disciplinary and Other FINRA Actions Reported for September 2008 Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 15:50:55 Finance Financial Industry Regulatory Authority World Group Securities Trade Reporting And Compliance Engine Securities research U.S. Securities and Exchange Commission Securities regulation in the United States Registered representative ACT United States securities law Financial economics Business
238	Cloud-Based “Do Not Call” List Verification Stay in compliance with the U.S. Federal Trade Commission’s “Do Not Call” (DNC) listing and its regulations easily and effectively with StrikeIron’s cloud-based “ Add to Reading List Source URL: www.strikeiron.com Language: English - Date: 2014-02-17 10:58:45 Strikeiron Data as a service Cloud computing
239	Disciplinary and Other FINRA Actions Firm Suspended, Individual Sanctioned Aura Financial Services, Inc (CRD® #42822, Birmingham, Alabama) and Timothy Michael Gautney (CRD #[removed], Registered Principal, Birmingham, Ala Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 16:04:41 Financial system Financial Industry Regulatory Authority Securities regulation in the United States Trade Reporting And Compliance Engine U.S. Securities and Exchange Commission Securities research Registered representative World Group Securities Municipal Securities Rulemaking Board United States securities law Business Financial economics
240	RULES CONCERNING ESTABLISHING A TRADE COMPLIANCE SCREENING SYSTEM FOR THE PREVENTION OF UNFAIR TRADING (November 21, [removed]Purpose) Article 1 The purpose of the Rules Concerning Establishing a Trade Compliance Screening Add to Reading List Source URL: www.jsda.or.jp Language: English - Date: 2013-11-21 01:54:56 Economics Financial system Securities market Insider trading Securities Exchange Act Finance United States securities law Business

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